Form 3 Stone Harbor Emerging For: Apr 08 Filed By: MCNAMARA GERALDINE M

0

Get instant alerts when news breaks on your stocks. Claim your one week free trial for StreetInsider Premium here.


FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL DECLARATION OF BENEFICIAL OWNER OF THE SECURITIES

Filed under Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Companies Act 1940

OMB APPROVAL
OMB number: 3235-0104
Expired : December 31, 2014
Estimated average load
hours per response: 0.5

1. Name and address of reporting person
*


C/O VIRTUS INVESTMENT PARTNERS, INC.
ONE FINANCIAL PLAZA, 26TH FLOOR

(Street)
2. Date of the event requiring a report (month/day/year)
08/04/2022

3. Issuer name
and
ticker or trading symbol


Stone Harbor Emerging Markets Income Fund
[
EDF
]
4. Relationship between the reporting person(s) and the issuer

(Check all that apply)
X Director 10% Owner
Officer (indicate title below) Other (specify below)
5. In case of modification, date of filing of the original (month/day/year)
6. Individual or joint/group filing (check the applicable row)
X Form filed by a reporting person
Form filed by more than one declarant
Table I – Beneficial Ownership Non-Derivative Securities
1. Collateral Title (Instr. 4) 2. Amount of beneficial ownership (Instr. 4) 3. Form of ownership: direct (D) or indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II – Derivative Beneficial Ownership Securities
(for example, puts, calls, warrants, options, convertible securities)
1. Derived Title Title (Instr. 4) 2. Exercise date and expiry date (month/day/year) 3. Title and amount of the securities underlying the derivative securities (Instr. 4) 4. Conversion or exercise price of the derivative security 5. Form of ownership: direct (D) or indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Exercise date Expiration date Title Amount or number of shares
Explanation of answers:
/s/ Ronnie D. Kryjak, attorney in fact 04/18/2022
** Signature of the declarant Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is completed by more than one declarant,
to see

Section 4 (b)(v).

** Intentional inaccuracies or omissions of facts are federal criminal offenses
To see

18 USC 1001 and 15 USC 78ff(a).

Note: Submit three copies of this form, one of which must be manually signed. If space is insufficient,
to see

Instruction 6 for the procedure.

Persons responding to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
                                      POWER OF ATTORNEY

    Know all by these presents, that the undersigned hereby constitutes and
appoints each of Kevin J. Carr, Wendy J. Hills, Jennifer Fromm, and Ronnie D. Kryjak
as her true and lawful attorney-in-fact to:

    (1) execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of the registered investment company(ies)
listed on Schedule A hereto (each, a "Fund"), Forms 3, 4, and 5 in accordance with
Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, and
any other forms or reports the undersigned may be required to file in connection
with the undersigned's ownership, acquisition, or disposition of securities of the
Fund or any other closed-end investment company affiliated with or under common
control with the Fund;

    (2) do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such Form 3, 4,
or 5, or other form or report, and timely file such form or report with the United
States Securities and Exchange Commission and any stock exchange or similar
authority; and

    (3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in
the best interest of, or legally required by, the undersigned, including without
limitation, the completion and signing of any document that may be required to
obtain EDGAR codes or any other required filing codes on behalf of the undersigned,
it being understood that the documents executed by such attorney-in-fact on behalf
of the undersigned pursuant to the Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve in
such attorney-in-fact's discretion.

    The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein granted.
The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in
such capacity at the request of the undersigned, are not assuming, nor is the Fund
assuming, any of the undersigned's responsibilities to comply with Section 16 of
the Securities Exchange Act of 1934.

    This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Fund, unless
earlier revoked by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.

      IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 11th day of April, 2022.



    /s/ Geraldine M. McNamara
    Geraldine M. McNamara

SCHEDULE A

Ticker    Fund Name
VGI    Virtus Global Multi-Sector Income Fund
ZTR    Virtus Total Return Fund Inc.
EDF    Virtus Stone Harbor Emerging Markets Income Fund
EDI    Virtus Stone Harbor Emerging Markets Total Income Fund





Share.

Comments are closed.